Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-14-2018
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
Sonia Antonina GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Thomas Shane LaunerStifel, Nicolaus & Company, IncorporatedPNC Investments06-20-2016
Sibyl Catherine Saager-ZekicStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-27-2015
James Benton StambaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-02-2014
Gloria Jennie MondscheinStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-19-2014
Edward John TierneyStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-18-2014
William Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-09-2013
Christopher James SimmsStifel, Nicolaus & Company, IncorporatedPNC Investments05-17-2013
Oleksa Eugene KyjStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-26-2012
Howard HalpernStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-12-2012
Brian M DieckmannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2012
Charles Thompson Beggs Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2010
Andree Camarco JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Barry Thomas ComptonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Melissa Mary FutchStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Chad Anthony LojewskiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Lacey Ann YorkStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert Marshall NeidorffStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Robert Martin RoskoshStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Walter Mark MancingStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Travis Marshall McChessneyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Geoffrey Leigh DentStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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