Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samantha Jo YonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-21-2020
Shane Micheal RebertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-23-2019
James Howard CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2019
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
Stephen John SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-12-2019
Daniel Colgan RileyStifel, Nicolaus & Company, IncorporatedPNC Investments09-18-2018
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
Michael Ward SilvermanStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.02-16-2018
Sonia Antonina GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Robert DinardoStifel, Nicolaus & Company, IncorporatedPNC Investments06-01-2017
Thomas Shane LaunerStifel, Nicolaus & Company, IncorporatedPNC Investments06-20-2016
Sibyl Catherine Saager-ZekicStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-27-2015
Colin Drew WetzelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-30-2014
Gloria Jennie MondscheinStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-19-2014
Edward John TierneyStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-18-2014
Michael Alexander KallozStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2013
William Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-09-2013
Christopher James SimmsStifel, Nicolaus & Company, IncorporatedPNC Investments05-17-2013
Oleksa Eugene KyjStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-26-2012
Howard HalpernStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-12-2012
Cassandra Wendy AlleyneStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2012
Brian M DieckmannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2012
Michael Thomas TouscanyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-29-2012
Charles Thompson Beggs Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2010
Charles Crawford ShimerStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-30-2009
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.