Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon C LeibUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
James Eldras MarnellUBS Financial Services Inc.Nationwide Securities, LLC05-21-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Kevin Michael SullivanUBS Financial Services Inc.Morgan Stanley10-06-2017
Lisa A LucasUBS Financial Services Inc.Morgan Stanley11-03-2016
Brett Christian MowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Timothy E GallagherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-11-2016
Brian Thomas CrawfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Mark Douglas GilbertUBS Financial Services Inc.Wells Fargo Clearing Services, LLC11-02-2015
James Ryan NastasiUBS Financial Services Inc.Morgan Stanley10-27-2015
Jon Elvin HawkUBS Financial Services Inc.Morgan Stanley$5010-07-2015
Drew Donald BarlowUBS Financial Services Inc.Morgan Stanley09-30-2015
Anthony Kirk HasenUBS Financial Services Inc.Morgan Stanley09-30-2015
Brian J MckeonUBS Financial Services Inc.Morgan Stanley$17309-30-2015
Emilio Macatanagay Valdes IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2015
Jordan D FowlerUBS Financial Services Inc.PNC Investments05-20-2015
John J WilsonUBS Financial Services Inc.Morgan Stanley$20105-29-2014
John C UehlingUBS Financial Services Inc.Delaware Distributors, L.P.02-19-2014
Timothy W William SeegerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-24-2014
Arthur W Bartholomew IIIUBS Financial Services Inc.Morgan Stanley$20011-13-2013
Arthur William Bartholomew IiiUBS Financial Services Inc.Morgan Stanley11-13-2013
Jeffrey P KingUBS Financial Services Inc.Morgan Stanley11-13-2013
Robert Edward LeibUBS Financial Services Inc.Commonwealth Financial Network$5009-18-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.