Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Christopher Ellis MccoyUBS Financial Services Inc.Hefren-Tillotson, Inc.$108-31-2017
William Wallace MinorUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2016
Zachary James Mitchell DeschaineUBS Financial Services Inc.Cushman & Wakefield Securities, Inc.05-19-2016
Brian Thomas CrawfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Timothy Edward GallagherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-11-2016
Kelly Ann StefanowiczUBS Financial Services Inc.Vanguard Marketing Corporation11-18-2015
James Ryan NastasiUBS Financial Services Inc.Morgan Stanley$110-27-2015
Jon E Elvin HawkUBS Financial Services Inc.Morgan Stanley$5010-07-2015
Anthony Kirk HasenUBS Financial Services Inc.Morgan Stanley$109-30-2015
Brian J MckeonUBS Financial Services Inc.Morgan Stanley$17309-30-2015
Drew Donald BarlowUBS Financial Services Inc.Morgan Stanley09-30-2015
Emilio Macatangay Macatanag Valdes IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2015
Jordan Dale FowlerUBS Financial Services Inc.PNC Investments05-20-2015
John J WilsonUBS Financial Services Inc.Morgan Stanley$20105-29-2014
Wendy Hawley FosterUBS Financial Services Inc.Morgan Stanley05-12-2014
John Carl UehlingUBS Financial Services Inc.Delaware Distributors, L.P.02-19-2014
Marc Andrew LucianiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-05-2014
Timothy W William SeegerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-24-2014
Arthur William Bartholomew IIIUBS Financial Services Inc.Morgan Stanley$111-13-2013
Jeffrey P KingUBS Financial Services Inc.Morgan Stanley11-13-2013
Robert Edward LeibUBS Financial Services Inc.Commonwealth Financial Network$5009-18-2013
Ryan LeibUBS Financial Services Inc.Commonwealth Financial Network$5009-18-2013
Gregory Scott MillerUBS Financial Services Inc.Lincoln Financial Distributors, Inc.07-25-2013
Jacob Daniel GreenbergUBS Financial Services Inc.Morgan Stanley$15006-20-2013
Next Page »

Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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