Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.$2511-05-2012
Carl Theodore UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-01-2009
Mark S UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.$10205-01-2009
Neil Alan NewmanUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Robert Edward LeibUBS Financial Services Inc.Commonwealth Financial Network$5009-18-2013
Ryan LeibUBS Financial Services Inc.Commonwealth Financial Network$5009-18-2013
John C UehlingUBS Financial Services Inc.Delaware Distributors, L.P.02-19-2014
William Francis McLaughlin JrUBS Financial Services Inc.Goldman Sachs & Co.$10002-25-2011
Gregory Scott MillerUBS Financial Services Inc.Lincoln Financial Distributors, Inc.07-25-2013
Jonathon C LeibUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2019
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Brett Christian MowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Timothy E GallagherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-11-2016
Brian Thomas CrawfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Emilio Macatanagay Valdes IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2015
Matthew Laberee LangUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2013
Mark George HolcombUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-18-2009
Mark H Howard BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-26-2009
Christopher Charles BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Stephen R BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel F RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Arthur W Bartholomew IIIUBS Financial Services Inc.Morgan Stanley$20011-13-2013
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019
Kevin Michael SullivanUBS Financial Services Inc.Morgan Stanley10-06-2017
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.