Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Anthony Kirk HasenUBS Financial Services Inc.Morgan Stanley09-30-2015
Arthur W Bartholomew IIIUBS Financial Services Inc.Morgan Stanley$20011-13-2013
Arthur William Bartholomew IiiUBS Financial Services Inc.Morgan Stanley11-13-2013
Brendan Lee BirukUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Brett Christian MowerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Brian J MckeonUBS Financial Services Inc.Morgan Stanley$17309-30-2015
Brian Thomas CrawfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2016
Bryan Clyde KilfoyUBS Financial Services Inc.Morgan Stanley & Co. LLC01-09-2009
Carl Theodore UehlingUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-01-2009
Christopher Charles BradleyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Cindy Iris WanermanUBS Financial Services Inc.Morgan Stanley & Co. LLC$15602-13-2009
Daniel F RattiganUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Donald Joseph MahoneyUBS Financial Services Inc.Barclays Capital Inc.$2511-05-2012
Drew Donald BarlowUBS Financial Services Inc.Morgan Stanley09-30-2015
Dylan Connor Thomas DunlopUBS Financial Services Inc.Vanguard Marketing Corporation11-12-2018
Elaina S SpiloveUBS Financial Services Inc.Morgan Stanley$1507-31-2013
Emilio Macatanagay Valdes IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-16-2015
Gregory Scott MillerUBS Financial Services Inc.Lincoln Financial Distributors, Inc.07-25-2013
Jacob Daniel GreenbergUBS Financial Services Inc.Morgan Stanley$15006-20-2013
James D Travis JrUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2509-22-2011
James Eldras MarnellUBS Financial Services Inc.Nationwide Securities, LLC05-21-2018
James Ryan NastasiUBS Financial Services Inc.Morgan Stanley10-27-2015
Jameson John ViljasteUBS Financial Services Inc.Morgan Stanley$5005-17-2013
Jeffrey P KingUBS Financial Services Inc.Morgan Stanley11-13-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.