Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael CostaUBS Financial Services Inc.Morgan Stanley$10006-19-2009
Aaron Paul KingstonUBS Financial Services Inc.Morgan Stanley$25006-19-2009
Jeffrey P SchmittUBS Financial Services Inc.Morgan Stanley$15005-20-2010
William Alan EvanchoUBS Financial Services Inc.Morgan Stanley$50005-20-2010
David Harris ColinUBS Financial Services Inc.Morgan Stanley11-03-2010
Robert Francis AngelineUBS Financial Services Inc.Morgan Stanley$50003-22-2012
Jameson John ViljasteUBS Financial Services Inc.Morgan Stanley$10005-17-2013
Jacob Daniel GreenbergUBS Financial Services Inc.Morgan Stanley$15006-20-2013
Arthur William Bartholomew IIIUBS Financial Services Inc.Morgan Stanley$10011-13-2013
Jeffrey P. KingUBS Financial Services Inc.Morgan Stanley11-13-2013
John J WilsonUBS Financial Services Inc.Morgan Stanley$50005-29-2014
Brian J McKeonUBS Financial Services Inc.Morgan Stanley$15009-30-2015
Anthony Kirk HasenUBS Financial Services Inc.Morgan Stanley$50009-30-2015
Drew Donald BarlowUBS Financial Services Inc.Morgan Stanley09-30-2015
Jon Elvin HawkUBS Financial Services Inc.Morgan Stanley$10010-07-2015
James Ryan NastasiUBS Financial Services Inc.Morgan Stanley$10010-27-2015
Lisa A LucasUBS Financial Services Inc.Morgan Stanley11-03-2016
Kevin M. SullivanUBS Financial Services Inc.Morgan Stanley10-06-2017
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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