Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Alan KaufmanVanguard Marketing CorporationLPL Financial LLC$2502-10-2020
Patrick Joseph Hoffman Sr.Vanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Theda Helene JacksonVanguard Marketing CorporationCapital One Advisors, LLC10-03-2019
Jeffrey Matthew FordVanguard Marketing CorporationHennion & Walsh, Inc.$15009-12-2019
Robert Michael Castillo-EspinalVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Erik Michael BrownVanguard Marketing CorporationNorthwestern Mutual Investment Services, LLC02-20-2019
Jordan GuynnVanguard Marketing CorporationWells Fargo Clearing Services, LLC02-11-2019
Ronald Mario TaraborrelliVanguard Marketing CorporationFidelity Personal and Workplace Advisors02-08-2019
Eduardo L. SordoVanguard Marketing CorporationFidelity Brokerage Services LLC01-25-2019
Jaime Ann BoalVanguard Marketing CorporationMutual of America Life Insurance Company11-30-2018
Matthew D SheridanVanguard Marketing CorporationMorgan Stanley10-26-2018
Jay DetwilerVanguard Marketing CorporationAmeriprise Financial Services, LLC09-20-2018
Matthew Joseph MorrisseyVanguard Marketing CorporationPNC Investments07-18-2018
Stephen J Burley Jr.Vanguard Marketing CorporationTIAA-CREF Individual & Institutional Services, LLC07-09-2018
Marlon A. RichardsVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2018
Jared William WilcoxVanguard Marketing CorporationScottrade, Inc.06-08-2018
Joseph Anthony StaplesVanguard Marketing CorporationEdward Jones04-18-2018
John R NealVanguard Marketing CorporationUBS Financial Services Inc.04-12-2018
Mildred Marquez SantosVanguard Marketing CorporationPNC Investments$15004-06-2018
Thomas Andrew ShawVanguard Marketing CorporationHennion & Walsh, Inc.03-20-2018
Vincent T. MaimoneVanguard Marketing CorporationCapital One Investing, LLC03-05-2018
Jason Chian-Chih SuVanguard Marketing CorporationUSAA Financial Advisors, Inc.12-26-2017
Thomas Christian EybyeVanguard Marketing CorporationStrategic Advisers LLC11-09-2017
Yegor S KashirskyVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2017
Miguel A SantiagoVanguard Marketing CorporationPruco Securities, LLC.09-14-2017
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.