Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Richard AzzaraWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$10009-08-2017
John Francis ChessockWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$25009-19-2013
George Timothy AdamsWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$10004-17-2009
Donna Marie SabbWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$50004-17-2009
Thomas Paul WisinskiWells Fargo Advisors Financial Network, LLCCitizens Securities, Inc.03-09-2012
Bradley Joel SandersWells Fargo Advisors Financial Network, LLCEcon Wealth Management$18001-02-2018
Brendan GallagherWells Fargo Advisors Financial Network, LLCEdward Jones03-24-2017
Paul David HeffelfingerWells Fargo Advisors Financial Network, LLCEdward Jones$25001-30-2015
Michael Joseph KrupaWells Fargo Advisors Financial Network, LLCEdward Jones08-08-2014
Scott C KonwinskiWells Fargo Advisors Financial Network, LLCEdward Jones09-21-2012
Gregory W. OhlWells Fargo Advisors Financial Network, LLCEdward Jones$10007-15-2011
Benjamin Todd AlexanderWells Fargo Advisors Financial Network, LLCEdward Jones$10004-06-2011
Brian Scott FisherWells Fargo Advisors Financial Network, LLCEdward Jones$50004-16-2010
Joseph Francis Mahoney Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones$10007-31-2009
William Stephan Matesich Sr.Wells Fargo Advisors Financial Network, LLCEdward Jones01-30-2009
Thayer Rockwell Potter Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$17406-16-2017
Brian Gregory LongWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-13-2017
Edward Scott D'Entremont Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$25005-12-2011
Alan Emery WhitakerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$10001-08-2010
Allen Scott WagnerWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$25001-08-2010
Robert Henry JohnWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$50001-08-2010
Eric Troy GearyWells Fargo Advisors Financial Network, LLCLPL Financial LLC$10009-16-2011
Eric Dylan CownieWells Fargo Advisors Financial Network, LLCMercer Allied Company, L.P.08-12-2016
Shaun D. SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley$50009-13-2019
Kathleen Marie MeyerWells Fargo Advisors Financial Network, LLCMorgan Stanley$50003-17-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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