Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Lee RuffnerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2502-06-2020
Lee StennesWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2502-06-2020
Shaun D. SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley$50009-13-2019
Bradley Joel SandersWells Fargo Advisors Financial Network, LLCEcon Wealth Management$18001-02-2018
Joseph Richard AzzaraWells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, Inc.$10009-08-2017
Thayer Rockwell Potter Jr.Wells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC$17406-16-2017
Brendan GallagherWells Fargo Advisors Financial Network, LLCEdward Jones03-24-2017
Brian Gregory LongWells Fargo Advisors Financial Network, LLCJanney Montgomery Scott LLC01-13-2017
Gregory Ron BowdenWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.01-10-2017
James B MarcusWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10008-12-2016
Sanjit Singh KharaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.08-12-2016
Eric Dylan CownieWells Fargo Advisors Financial Network, LLCMercer Allied Company, L.P.08-12-2016
Kathleen Marie MeyerWells Fargo Advisors Financial Network, LLCMorgan Stanley$50003-17-2016
John F. OrtolfWells Fargo Advisors Financial Network, LLCMorgan Stanley$50003-17-2016
William Robert BeckerWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-02-2015
Kurt J. SkvarlaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.12-02-2015
Wendy Helene BennettWells Fargo Advisors Financial Network, LLCMorgan Stanley$15011-20-2015
Vanessa Sue McCallWells Fargo Advisors Financial Network, LLCMorgan Stanley11-20-2015
David John MackinnonWells Fargo Advisors Financial Network, LLCMorgan Stanley05-01-2015
Paul David HeffelfingerWells Fargo Advisors Financial Network, LLCEdward Jones$25001-30-2015
Michael Joseph KrupaWells Fargo Advisors Financial Network, LLCEdward Jones08-08-2014
Robert Charles SweeneyWells Fargo Advisors Financial Network, LLCMorgan Stanley$50003-28-2014
Joel Freeman KnightWells Fargo Advisors Financial Network, LLCMorgan Stanley12-04-2013
Charles Daniel DomerWells Fargo Advisors Financial Network, LLCSantander Securities LLC11-15-2013
Fonda Erin MarkleyWells Fargo Advisors Financial Network, LLCMorgan Stanley10-28-2013
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.