Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Patrick O'Neill IVWells Fargo Clearing Services, LLCBB&T Securities, LLC07-20-2020
Joseph Anthony RomanoskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5003-06-2020
Justin Edwin WeibleWells Fargo Clearing Services, LLCPNC Investments02-20-2020
Marc Stephen Irion IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Sean GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Connor P. GallagherWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Caitlin Marie MansellWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-06-2020
E'Lea Cooper GrantWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Jeffrey Austin GottfriedWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-24-2019
Chad I. AkselradWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-01-2019
Shawn D McdonaldWells Fargo Clearing Services, LLCCitizens Securities, Inc.11-01-2019
James Martin KaneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-30-2019
Jeannette M ColesWells Fargo Clearing Services, LLCSantander Securities LLC10-24-2019
Matthew S. LawrenceWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-15-2019
Marvin Jose RosarioWells Fargo Clearing Services, LLCPFS Investments Inc.10-15-2019
Stanley Edward Kiec IIIWells Fargo Clearing Services, LLCMorgan Stanley$10009-06-2019
William Harold BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
William H Bender IIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Melissa B SimrellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Dustin J BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Kevin M BenderWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Danielle L. SalettaWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC08-13-2019
Eric J. BonoWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
Andrew Robert PhillipsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2019
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Showing 1 to 25 of 390 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.