Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Wayne LucasWells Fargo Clearing Services, LLCAmerican Funds Distributors, Inc.08-02-2016
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.01-25-2019
David Angelo Correale Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.03-18-2015
Kevin Michael WallWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.04-19-2010
Jonathan Robert GoldmanWells Fargo Clearing Services, LLCAXA Advisors, LLC07-29-2010
Brent A. MelrathWells Fargo Clearing Services, LLCAXA Advisors, LLC07-19-2010
Patrick Colin CoyneWells Fargo Clearing Services, LLCBNY Mellon Capital Markets, LLC01-07-2011
Bryin Alan SillsWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-13-2016
Wesley Adam WeinsteinWells Fargo Clearing Services, LLCCetera Investment Services LLC06-13-2012
Suzanne Annette LakeWells Fargo Clearing Services, LLCCetera Investment Services LLC$1006-30-2011
Rose Anne Galeano-PhillipsWells Fargo Clearing Services, LLCChase Investment Services Corp.09-20-2012
Kris JarmannWells Fargo Clearing Services, LLCChase Investment Services Corp.06-09-2011
Christina Foon LeungWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-11-2013
James Thomas KentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-10-2010
William Franklin PolitesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-21-2009
Steven Gilbert Kraus, William M HughesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15004-03-2009
Charles Riddell Huntington Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
John Murphy O'ConnorWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-31-2009
Judith Ann WalkerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Marshall Allan NeyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
David John CawleyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
James Joseph McLaughlinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Gary Anthony Anello Sr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Kevin Michael QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
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Showing 1 to 25 of 221 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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