Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph Knight JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-08-2009
Gregory J KnightWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-08-2009
Michael Crawford FoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2009
Steven Michael LehmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-06-2009
Christopher Michael SchrampfWells Fargo Clearing Services, LLCPNC Investments$2502-13-2009
Gary Anthony Anello SrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-20-2009
James Joseph McLaughlinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-27-2009
David John CawleyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Marshall Allan NeyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
John Charles FergusonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Judith WalkerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Leslie Jo HewittWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Dustin Robert HelmWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Brian Scott HeberleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
John Murphy OConnorWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-31-2009
Steven Gilbert KrausWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00004-03-2009
Charles Riddell Huntington JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00004-03-2009
William M HughesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
James Edward CuccaroWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-30-2009
Michael Scott GibsonWells Fargo Clearing Services, LLCMetLife Securities Inc.$10005-04-2009
William Franklin PolitesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10005-21-2009
Robert Clements GoverWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-10-2009
Matthew Thorne NewmanWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2009
Robert Arthur LansingWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-27-2009
Kaivon Andrew MaknoonWells Fargo Clearing Services, LLCNatcity Investments, Inc.09-09-2009
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.