Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
Allen Robert RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-28-2018
Kenneth Charles Welsh Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8209-01-2017
Damon M. DerstineWells Fargo Clearing Services, LLCMorgan Stanley09-01-2017
Charles Louis Robbins IIWells Fargo Clearing Services, LLCMorgan Stanley$9105-25-2017
Blaze TatananniWells Fargo Clearing Services, LLCMorgan Stanley$1604-21-2017
Patrick Brendan O'ConnorWells Fargo Clearing Services, LLCMorgan Stanley$15002-06-2017
Joshua Louis HinkleWells Fargo Clearing Services, LLCMorgan Stanley10-11-2016
Michael John DechiarioWells Fargo Clearing Services, LLCMorgan Stanley$10009-09-2016
Stacy Lorean RobinsonWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Dean Constantinos VetsikasWells Fargo Clearing Services, LLCMorgan Stanley09-09-2016
Kirk John StensrudWells Fargo Clearing Services, LLCMorgan Stanley$3206-30-2016
Anthony Mario CapriottiWells Fargo Clearing Services, LLCMorgan Stanley03-11-2016
Brian Christian PraetzelWells Fargo Clearing Services, LLCMorgan Stanley$5010-30-2015
Brendan Patrick DwyerWells Fargo Clearing Services, LLCMorgan Stanley10-05-2015
Nicholas Robert BorgfeldtWells Fargo Clearing Services, LLCMorgan Stanley$5007-17-2015
David John WarholakWells Fargo Clearing Services, LLCMorgan Stanley$2507-17-2015
Irene Elena TylerWells Fargo Clearing Services, LLCMorgan Stanley07-17-2015
Yale P JosephWells Fargo Clearing Services, LLCMorgan Stanley$5005-14-2015
Victor Mario Fiano Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5004-10-2015
Lori Lee RuffnerWells Fargo Clearing Services, LLCMorgan Stanley$2504-10-2015
Victor Mario Fiano IIIWells Fargo Clearing Services, LLCMorgan Stanley04-10-2015
Colleen O'Hara ShueWells Fargo Clearing Services, LLCMorgan Stanley$5003-27-2015
Brian Lee ShueWells Fargo Clearing Services, LLCMorgan Stanley$5003-27-2015
Next Page »

Showing 1 to 25 of 60 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.