Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Alan BiancoCetera Financial Specialists LLCCoastal Equities, Inc.06-14-2019
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Stephen John SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10006-12-2019
Matthew T Pruitt Matthew J FisherRaymond James & Associates, Inc.Morgan Stanley$25206-11-2019
Louise Agnes ClausoRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Matthew Todd PruittRaymond James & Associates, Inc.Morgan Stanley$5006-11-2019
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
Matthew John FisherRaymond James & Associates, Inc.Morgan Stanley$10006-11-2019
Lindsey Lois NiceBe Intentional Financial LLCAmeriprise Financial Services, LLC06-07-2019
Christopher Alan CasselSevenBridge Financial Group, LLCRKL Wealth Management LLC06-06-2019
Robert Allen DicolaFirst Allied Securities, Inc.SagePoint Financial, Inc.$1206-05-2019
Emma GrayHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC06-05-2019
Rudolfo Mark Capobres IIIPrincipal Securities, Inc.The Strategic Financial Alliance, Inc.06-04-2019
David Wayne BeltzAmeritas Investment Company, LLCMML Investors Services, LLC$5006-03-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Michael John ConnellyB. Riley Wealth ManagementRaymond James & Associates, Inc.$15005-31-2019
Timothy Francis ODonovan JrB. Riley Wealth ManagementRaymond James & Associates, Inc.$15005-31-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.05-31-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Steven J Woodruff JrCharles Schwab & Co., Inc.Fidelity Personal and Workplace Advisors05-31-2019
Jessica Ann ParettaMML Investors Services, LLCHorace Mann Investors, Inc.05-31-2019
Yvonne FuDillon Capital ManagementRED BRICK ROAD CAPITAL LLC05-31-2019
Kevion L LathamKailasa Capital Management LLCSignify Wealth LLC05-30-2019
David Martin GarresCUSO Financial Services, L.P.PNC Investments$25005-29-2019
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Showing 1 to 25 of 576 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.