Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randel MorrisHilliard LyonsRaymond James & Associates, Inc.07-15-2019
Fielding Scott MillerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-19-2019
Amy Leis-HockingMain Street Financial Solutions, LLCJanney Montgomery Scott LLC07-19-2019
Peter Vincent DisanzaStratos Wealth Partners, LtdAmeriprise Financial Services, Inc.07-17-2019
Christopher TrubNelson, Van Denburg & Campbell Wealth Management Group, LLCUSAA Financial Advisors, Inc.07-16-2019
Joseph David MotisiCUNA Brokerage Services, Inc.Citizens Securities, Inc.07-16-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Amanda Berger BurdickJanney Montgomery Scott LLCThe Huntington Investment Company07-15-2019
Laurie J RussoLPL Financial LLCFSC Securities Corporation07-12-2019
Brad J. DyksenMML Investors Services, LLCJ. Alden Associates, Inc.07-10-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Rebecca Dawn PawukFinancial Engines Advisors L.L.C.MDT Advisers, A Division of Federated MDTA LLC07-08-2019
Douglas W. CominAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-08-2019
Jennifer Rose MackLPL Financial LLCCUSO Financial Services, L.P.07-08-2019
Anna PanJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2019
Robert Allen GoldbergInsight Advisors, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-04-2019
Prather Randolph HillSovereign Financial Group, Inc.Morgan Stanley07-01-2019
Wendy Hostetter RowleyMarkle Financial LLCCambridge Investment Research, Inc.07-01-2019
Richard Matthew RowleyMarkle Financial LLCCambridge Investment Research, Inc.07-01-2019
James Ricky VealIAMS Wealth Management, LLCJRV WEALTH MANAGEMENT GROUP, LLC06-28-2019
Domini Marie AllisonCambridge Investment Research, Inc.Lincoln Investment06-28-2019
Jeffrey Richard GuindonCarriage Hill Investment Associates LLCRKL Wealth Management LLC06-27-2019
Andrew Robert PhillipsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC06-27-2019
Robert Bernard Winkelman IIIWestward Planning GroupThe Leaders Group, Inc.06-27-2019
Michael Anthony PappisAmity Financial PlanningAllegheny Investments, Ltd.06-27-2019
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Showing 1 to 25 of 642 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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