Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Michael Joseph KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Michael KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Michael Kernicky, Michael J. Kernicky, John KernickyJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$23508-20-2018
Kilee A. BomgardnerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Henry HanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-19-2018
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Kevin GrantLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Michael HassellJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$14302-28-2019
Michael Walter HassellJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2019
Craig Allen WallaceCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Tristan HillSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
David Ian KayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Kenneth Gerard SchaeferAmeriprise Financial Services, Inc. Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$8205-06-2019
Patrick Charles SweeneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Jennifer Lee RidillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Robert GuerraJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-03-2019
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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