Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dianne DenisonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Douglas W. CominAmeriprise Financial Services, LLCPruco Securities, LLC.07-08-2019
Kenneth Gerard SchaeferAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-06-2019
Diane Louise KridlerAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.04-24-2019
Edward Joseph Matosziuk Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15003-29-2019
Tammy G FrankAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$6703-29-2019
Beth Anne MonahanAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10003-29-2019
Stephen Dennis BickleyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$25003-29-2019
Maria Teresa RanieriAmeriprise Financial Services, LLCInvestacorp, Inc.03-01-2019
Joseph Ronald PadulaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00003-01-2019
Kimberly Ann ClarkAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2502-25-2019
Paul Matthew SmithAmeriprise Financial Services, LLCEdward Jones$10002-15-2019
Ryan P. SmithAmeriprise Financial Services, LLCEdward Jones02-15-2019
Christopher Bartley LundmarkAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5002-01-2019
Gregory Charles KeilAmeriprise Financial Services, LLCCUSO Financial Services, L.P.12-17-2018
Sean Thomas HoffeckerAmeriprise Financial Services, LLCAvantra Family Wealth LLC11-12-2018
Tina Sue JordanAmeriprise Financial Services, LLCCUNA Brokerage Services, Inc.10-15-2018
Henry HanAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
James K. LehmanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC10-03-2018
Nancy Lidia Di NennaAmeriprise Financial Services, LLCPrivate Advisor Group, LLC09-13-2018
Tara Anne RittlerAmeriprise Financial Services, LLCEdward Jones09-07-2018
Geordan Alexander VincentAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC08-30-2018
Glenn Michael PalmitessaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10008-10-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, LLCMorgan Stanley$15008-02-2018
James Crossland Queen Jr.Ameriprise Financial Services, LLCTransamerica Capital, Inc.07-20-2018

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.