Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Michael Anthony PirontiCitizens Securities, Inc.Edward Jones06-25-2019
Rebecca Lyn BearCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Glenn Andrew GardinerCitizens Securities, Inc.CUSO Financial Services, L.P.$15004-09-2019
Richard SobelCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-28-2019
Tyler Paul BlakeCitizens Securities, Inc.Pruco Securities, LLC.03-28-2019
John Michael RuggeroCitizens Securities, Inc.Charles Schwab & Co., Inc.03-12-2019
Robert John MankoskiCitizens Securities, Inc.PNC Investments03-11-2019
Yumei HuangCitizens Securities, Inc.AXA Advisors, LLC03-07-2019
Louis Bosso Jr.Citizens Securities, Inc.Waddell & Reed03-05-2019
Rashon HolmesCitizens Securities, Inc.Santander Securities LLC03-01-2019
Craig Allen WallaceCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2019
Nathan Randolph BaileyCitizens Securities, Inc.MML Investors Services, LLC02-26-2019
Eric NiuCitizens Securities, Inc.Foresters Financial Services, Inc.02-15-2019
Douglas E GromCitizens Securities, Inc.Edward Jones01-29-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2019
Derrick J. ArnoldCitizens Securities, Inc.CUSO Financial Services, L.P.01-07-2019
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Timothy J. BriddesCitizens Securities, Inc.PNC Investments12-19-2018
James William Buggy Jr.Citizens Securities, Inc.E*TRADE Capital Management, LLC$2512-05-2018
Joshua Edward MeyerCitizens Securities, Inc.PNC Investments11-30-2018
Joseph Michael KuzmankoCitizens Securities, Inc.Stratos Wealth Partners, Ltd11-30-2018
Gentian PlakuCitizens Securities, Inc.Wells Fargo Clearing Services, LLC11-20-2018
Joanne C. GloverCitizens Securities, Inc.Vanguard Marketing Corporation11-15-2018
Leonard Pasquale DebonaCitizens Securities, Inc.PNC Investments$15011-14-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.