Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Vincent DisanzaLPL Financial LLCAmeriprise Financial Services, LLC07-16-2019
Mark Joseph LynnLPL Financial LLCWoodbury Financial Services, Inc.$2507-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Laurie J RussoLPL Financial LLCFSC Securities Corporation07-12-2019
Shannon G BenderLPL Financial LLCCitizens Securities, Inc.$5007-09-2019
Jennifer Rose MackLPL Financial LLCCUSO Financial Services, L.P.07-08-2019
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
Stephen Anthony TulliLPL Financial LLCWells Fargo Clearing Services, LLC06-20-2019
Christopher Michael SchankLPL Financial LLCNorthwestern Mutual Investment Services, LLC06-17-2019
Tressia Mae PankewiczLPL Financial LLCMorgan Stanley$2506-17-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities LLC06-03-2019
Howard William VariLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5005-31-2019
Jennifer Carol LowdenLPL Financial LLCLPL Financial LLC05-29-2019
Aaron Michael KatylLPL Financial LLCPruco Securities, LLC.05-17-2019
Chinh Thien NguyenLPL Financial LLCForesters Financial Services, Inc.$2505-16-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, LLC$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, LLC05-09-2019
Jennifer S. GreeneLPL Financial LLCPNC Investments04-23-2019
Michael C. KesselLPL Financial LLCCetera Advisors LLC$10004-15-2019
Vicki Ann KrempelsLPL Financial LLCInfinex Investments, Inc.04-10-2019
Michael Sean MoranLPL Financial LLCInfinex Investments, Inc.04-10-2019
Sara Elisabeth TannerLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Carrie MullinsLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Robert Charles SchubertLPL Financial LLCWoodbury Financial Services, Inc.03-04-2019
Joseph Anthony CravottaLPL Financial LLCPrincipal Securities, Inc.02-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.