Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Minh C. LuTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC05-21-2019
Nicole Renee WilliamsTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Scott Timothy HueberTIAA-CREF Individual & Institutional Services, LLCSEI Investments Distribution Co.03-07-2019
Glenn Arthur Isaac IITIAA-CREF Individual & Institutional Services, LLCHornor, Townsend & Kent, LLC$5002-28-2019
Kevin Joseph BreyTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley$1,00002-11-2019
Jessica Elizabeth KienleTIAA-CREF Individual & Institutional Services, LLCFidelity Personal and Workplace Advisors09-20-2018
Brianna Lee NolanTIAA-CREF Individual & Institutional Services, LLCSunTrust Investment Services, Inc.09-19-2018
Norah T EvansTIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC09-06-2018
Dennis Louis PicconeTIAA-CREF Individual & Institutional Services, LLCCitizens Securities, Inc.09-05-2018
Eric Nolan TharpTIAA-CREF Individual & Institutional Services, LLCSantander Securities LLC08-24-2018
Vincent John BonaTIAA-CREF Individual & Institutional Services, LLCPNC Investments08-23-2018

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.