Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric J. BonoWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC07-09-2019
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
Andrew Robert PhillipsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2019
Jennifer Lee RidillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Patrick Charles SweeneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Shirley Cynthia AntoniniWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-30-2019
Anthony Charles KidronWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-29-2019
David Ian KayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Travis L. DockWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-16-2019
Peter Scott LlagunoWells Fargo Clearing Services, LLCPNC Investments03-29-2019
Robert Timothy HigginsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-01-2019
Anthony Joseph BiscottoWells Fargo Clearing Services, LLCM&T Securities, Inc.$5001-31-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-25-2019
Alexa Rae HirschhornWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-01-2018
Marianne Emelia ScottWells Fargo Clearing Services, LLCMorgan Stanley11-29-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-28-2018
Daniel EngelWells Fargo Clearing Services, LLCTD Ameritrade, Inc.10-26-2018
Hakan U. IbisiWells Fargo Clearing Services, LLCCitizens Securities, Inc.10-11-2018
Christopher James LepageWells Fargo Clearing Services, LLCPNC Investments10-08-2018
Simon Richard DolezalWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-02-2018
David Michael Kolter Jr.Wells Fargo Clearing Services, LLCEdward Jones09-14-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Michael Hawkins GheeWells Fargo Clearing Services, LLCSantander Securities LLC08-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.