Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons 07-15-2019
William Ross SmallJ. Alden Associates, Inc.Capitol Securities Management, Inc.$10007-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Robert GuerraJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-03-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Joseph Anthony PerrettaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
Domini Marie AllisonCambridge Investment Research, Inc.Lincoln Investment06-28-2019
Josephine Frances MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-26-2019
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
Tracy Ann YoungWorld Equity Group, Inc.Taylor Capital Management Inc.06-21-2019
Tiby Janet SaundersCetera Investment Services LLCForesters Advisory Services, LLC$2506-20-2019
William Walter SperoCetera Investment Services LLCForesters Advisory Services, LLC$2506-20-2019
Gregory Alan BiancoCetera Financial Specialists LLCCoastal Equities, Inc.06-14-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Matthew T. Pruitt, Matthew J. FisherRaymond James & Associates, Inc.Morgan Stanley $25206-11-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Robert Allen DicolaFirst Allied Securities, Inc.Sagepoint Financial, Inc.$1206-05-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.06-04-2019
David Wayne BeltzAmeritas Investment Corp.MML Investors Services, LLC$5006-03-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Timothy Francis O'Donovan Jr.B. Riley Wealth ManagementRaymond James & Associates, Inc.$15006-03-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Timothy Francis O'Donovan Jr.B. Riley Wealth ManagementRaymond James & Associates, Inc.$15005-31-2019
Michael Patrick McCallB. Riley Wealth ManagementRaymond James & Associates, Inc.05-31-2019
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Showing 1 to 25 of 242 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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