Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Kenneth DayWealthcare Advisory Partners LLC1st Global Capital Corp.02-06-2019
Michael Anthony PappisAmity Financial PlanningAllegheny Investments, Ltd.06-27-2019
Juan L. Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Susan L. PainterLPL Financial LLCAllstate Financial Services, LLC09-24-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Lindsey Lois NiceBe Intentional Financial LLCAmeriprise Financial Services, Inc.06-07-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.01-25-2019
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, Inc.01-07-2019
Brendan C. DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, Inc.12-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.12-13-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-29-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Gerard Francis WrableyCommonwealth Financial NetworkAmeritas Investment Corp.04-23-2019
Sean Thomas HoffeckerAmeriprise Financial Services, Inc.Avantra Family Wealth LLC11-12-2018
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
Paul Mehno Jr.Private Client Services, LLCAXA Advisors, LLC$5011-09-2018
Thomas M. FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Brian Matthew OsbornH. Beck, Inc.Beaconsfield Financial Services, Inc.04-10-2019
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.$15003-28-2019
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.07-26-2018
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Showing 1 to 25 of 422 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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