Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael Cragle Jr.Cambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Bradley Alan SwisherCambridge Investment Research, Inc.Royal Alliance Associates, Inc.09-16-2019
Francis Gaughan PostLPL Financial LLCCambridge Investment Research, Inc.$5009-13-2019
Malcolm Roger ParksCetera Investment Services LLCInfinex Investments, Inc.$5009-13-2019
Timothy James PowersPowers Capital ManagementBCG Securities, Inc.09-10-2019
Matthew J PerchalskiLPL Financial LLCSantander Securities LLC09-09-2019
Robert S. ZaidmanLPL Financial LLCJanney Montgomery Scott LLC$15009-06-2019
Matthew Henry McCloskey IVNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$10009-06-2019
Maureen B KozakNations Financial Group, Inc.Wells Fargo Advisors Financial Network, LLC$15009-06-2019
John A BaranauskasSweetgum Laboratories LLCEquinox Group Distributors, LLC09-06-2019
Ellis Jay WeissPruco Securities, LLC.Allstate Financial Advisors, LLC$2509-05-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley$5009-05-2019
Nicholas Michael KalogerasHornor, Townsend & Kent, LLCWoodbury Financial Services, Inc.08-29-2019
William Jason UrbanikLPL Financial LLCSagepoint Financial, Inc.$15008-28-2019
Jessica Marie MarazzaLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Anthony Edward SlezakLPL Financial LLCSagepoint Financial, Inc.08-28-2019
William Jason UrbanikLPL Financial LLCSagepoint Financial, Inc.$15008-28-2019
Jessica Marie MarazzaLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Noel PoolAXA AdvisorsCetera Investment Services$3008-20-2019
Ryan Barry GreiserOpulus LLCHornor, Townsend & Kent, LLC08-16-2019
Ryan Barry GreiserOpulus LLCHornor, Townsend & Kent, LLC08-16-2019
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Showing 1 to 25 of 404 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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