Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth BrechbuehlCetera Investment Services LLCPruco Securities, LLC.08-19-2019
Derek Duhon FinneyPNC InvestmentsHefren-Tillotson, Inc.08-19-2019
Marshall Peter AlluNationwide Securities, LLCNationwide Securities, LLC08-19-2019
Rishi D. AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
Jeffrey John MaryNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.$5008-16-2019
Matthew Steven CruzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Samantha Leigh SpitzerWaldron Private WealthRaymond James Financial Services, Inc.08-15-2019
Renee Atalla SchusterRockwood Wealth Management, LLCTIAA-CREF Individual & Institutional Services, LLC08-14-2019
Eric Ryan FaidleySantander Securities LLCWells Fargo Clearing Services, LLC08-13-2019
Stephen Christopher BrodeurPruco Securities, LLC.Vanguard Marketing Corporation08-13-2019
Paul Henry Partridge JrCapital AnalystsKey Investment Services LLC08-13-2019
Danielle L. SalettaWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC08-13-2019
Stephen J Smiechowski Jr.The Huntington Investment CompanyCitizens Securities, Inc.08-12-2019
James Clair MorrowAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation08-12-2019
Daniel Alan FahringerMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC$1008-12-2019
Earl Thomas Shorter IIILincoln Financial Advisors CorporationMML Investors Services, LLC08-12-2019
Randall Scott HoaglandThrivent Investment Management Inc.Cambridge Investment Research, Inc.08-12-2019
John Michael MachakLPL Financial LLCWoodbury Financial Services, Inc.08-09-2019
Lauren H. McDonaldLPL Financial LLCWoodbury Financial Services, Inc.08-09-2019
Sean Allen RobertsonAmeritas Investment Company, LLCSecurian Financial Services, Inc.$10008-09-2019
John Edward Patterson Jr.The Investment Center, Inc.TFS Securities, Inc.08-08-2019
Timothy Donald BaconMeridian Wealth Partners, LLCGreat Valley Advisor Group, Inc.$5008-08-2019
Martha J. GillespieCitizens Securities, Inc.Wells Fargo Clearing Services, LLC08-07-2019
James Howard CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2019
George Ralph Bell IIIFidelity Brokerage Services LLCVanguard Marketing Corporation$108-06-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.