Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Ryan Barry GreiserOpulus LLCHornor, Townsend & Kent, LLC08-16-2019
Daniel Patrick McHughPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5008-13-2019
John Edward Patterson Jr.The Investment Center, Inc.TFS Securities, Inc.08-08-2019
James Campbell Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1708-07-2019
Marquis Charles Hammett IIIMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Jonathon C. LeibUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019
Larry Christos SfinasSecurities America, Inc.Fortune Financial Services, Inc.$5007-30-2019
Larry Christos SfinasSecurities America, Inc.Fortune Financial Services, Inc.$5007-30-2019
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.07-26-2019
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons07-15-2019
Mark Joseph LynnLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Darryl Kenneth LongoCetera Investment Services LLCForesters Financial Services, Inc.07-11-2019
Shannon G BenderLPL Financial LLCCitizens Securities, Inc.$5007-09-2019
Brian Frederick PalusoFSC Securities CorporationChartwell TSC Securities Corp.$5007-08-2019
Douglas W. CominAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-08-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Robert Allen GoldbergInsight Advisors, LLCWells Fargo Clearing Services, LLC07-04-2019
Robert GuerraJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-03-2019
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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