Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dianne DenisonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons07-15-2019
Mark Joseph LynnLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Lenora Johns CunninghamLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Darryl Kenneth LongoCetera Investment Services LLCForesters Financial Services, Inc.07-11-2019
Shannon G BenderLPL Financial LLCCitizens Securities, Inc.$5007-09-2019
Brian Frederick PalusoFSC Securities CorporationChartwell TSC Securities Corp.$5007-08-2019
Douglas W. CominAmeriprise Financial Services, Inc.Pruco Securities, LLC.07-08-2019
Mercedes Nicole McfarlandCitizens Securities, Inc.Federated Global Investment Management Corp.07-08-2019
Robert Allen GoldbergInsight Advisors, LLCWells Fargo Clearing Services, LLC07-04-2019
Robert GuerraJ. Alden Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-03-2019
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
Brian A HummelCetera Investment Services LLCInfinex Investments, Inc.$15007-01-2019
Joseph Anthony PerrettaLPL Financial LLCRaymond James Financial Services, Inc.$2506-28-2019
Domini Marie AllisonCambridge Investment Research, Inc.Lincoln Investment06-28-2019
Robert Bernard Winkelman IIIWestward Planning GroupThe Leaders Group, Inc.06-27-2019
Andrew Robert PhillipsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2019
Michael Anthony PappisAmity Financial PlanningAllegheny Investments, Ltd.06-27-2019
Jay MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18006-26-2019
Tracy K. JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
Kristie Ann StrubeckRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$10006-25-2019
Eric J WernerMorgan StanleyUBS Financial Services Inc.06-25-2019
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Jennifer Lee RidillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Patrick Charles SweeneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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