Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Clair MorrowAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation08-12-2019
Cory Douglas MeliskyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Sean Allen RobertsonAmeritas Investment Company, LLCSecurian Financial Services, Inc.$10008-09-2019
Glenn Edward Zuck Jr.Ascensus Broker Dealer Services, LLCLord Abbett Distributor LLC07-26-2019
Max W. GoldenAscensus Broker Dealer Services, LLCHartford Funds Distributors, LLC07-26-2019
Paul Henry Partridge JrCapital AnalystsKey Investment Services LLC08-13-2019
Sarah Elizabeth BrechbuehlCetera Investment Services LLCPruco Securities, LLC.08-19-2019
Joanne C. GloverCharles Schwab & Co., Inc.Citizens Securities, Inc.07-26-2019
Martha J. GillespieCitizens Securities, Inc.Wells Fargo Clearing Services, LLC08-07-2019
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.$10007-26-2019
Gregory Charles KeagleEquity Services, Inc.MML Investors Services, LLC$15808-05-2019
George Ralph Bell IIIFidelity Brokerage Services LLCVanguard Marketing Corporation$108-06-2019
Brian Carl AguilarFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-01-2019
Matthew Steven CruzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Heather Celeste LaubscherJ.P. Morgan Securities LLCMorgan Stanley07-30-2019
Rishi D. AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
Earl Thomas Shorter IIILincoln Financial Advisors CorporationMML Investors Services, LLC08-12-2019
Francisco Edward AcevedoLincoln Financial Advisors CorporationRobustWealth, Inc.08-05-2019
John Michael MachakLPL Financial LLCWoodbury Financial Services, Inc.08-09-2019
Lauren H. McDonaldLPL Financial LLCWoodbury Financial Services, Inc.08-09-2019
Kathryn Lynn ClarkLPL Financial LLCMorgan Stanley08-01-2019
Robert James McKeeLPL Financial LLCSagePoint Financial, Inc.$2507-30-2019
Jessi Marie Woods-TaylorLPL Financial LLCEdward Jones07-26-2019
James HorvathM Holdings Securities, Inc.PNC Capital Advisors LLC07-31-2019
Douglas Randall DobsonMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.