Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noel PoolAXA AdvisorsCetera Investment Services$3008-20-2019
John James OreillyCitizens Securities, Inc.IBN Financial Services, Inc.07-26-2019
Marquis Charles Hammett IIIMain Street Financial Solutions, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Ryan Barry GreiserOpulus LLCHornor, Townsend & Kent, LLC08-16-2019
Ryan Barry GreiserOpulus LLCHornor, Townsend & Kent, LLC08-16-2019
Daniel Patrick McHughPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5008-13-2019
Larry Christos SfinasSecurities America, Inc.Fortune Financial Services, Inc.$5007-30-2019
Larry Christos SfinasSecurities America, Inc.Fortune Financial Services, Inc.$5007-30-2019
James Campbell Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1708-07-2019
Robert Edward LylesStorehouse Investments LLCSA Stone Investment Advisors Inc.07-31-2019
Simonae Reanna LylesStorehouse Investments LLCSA Stone Investment Advisors Inc.07-31-2019
John Edward Patterson Jr.The Investment Center, Inc.TFS Securities, Inc.08-08-2019
Jonathon C. LeibUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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