Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth William PaulsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-17-2020
Adam Alexandera AvilaPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Matthew J FuchsCitizens Securities, Inc.Barings Securities LLC$104-03-2020
John Harold Sulyma Sr.LPL Financial LLCH. Beck, Inc.04-03-2020
Peter Joseph Miniati IIIF L Putnam Investment Management Co.Napatree Capital LLC04-03-2020
Gregory Michael SilvaAmeriprise Financial Services, LLCLPL Financial LLC$1003-27-2020
Ned Joseph Pascucci1st Discount Brokerage, Inc.UBS Financial Services Inc.03-26-2020
Todd J. MulhollandSecurities America, Inc.MML Investors Services, LLC03-23-2020
Douglas Vincent EatoughFidelity Brokerage Services LLCEdward Jones03-17-2020
Paolo Francesco CatucciEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Duncan G HarpMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2020
Eugene George SimoneAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
E Justin SimoneAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Raymond Walter GutowskiGladstone Wealth GroupFinancial Engines Advisors L.L.C.02-19-2020
Mark John ArrudaLPL Financial LLCSantander Securities LLC02-18-2020
James Patrick Flynn Jr.LPL Financial LLCInfinex Investments, Inc.02-14-2020
Haley SmithFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2020
John D. BeauregardCitizens Securities, Inc.Citizens Securities, Inc.02-07-2020
Sheri Ann HendricksLPL Financial LLCPruco Securities, LLC.01-22-2020
Christopher Scott CaluoriGWN Securities Inc.Nationwide Securities, LLC01-16-2020
Nicholas FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-14-2020
David Charles HenryCommonwealth Financial NetworkNationwide Securities, LLC01-06-2020
Lisa PicilloSpinnaker Asset Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
Robert A MunozCitizens Securities, Inc.Citizens Securities, Inc.12-13-2019
Michael SantosCitizens Securities, Inc.Citizens Securities, Inc.12-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.