Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Michael VolpeRoyal Alliance Associates, Inc.CUNA Brokerage Services, Inc.08-05-2019
Sean Michael LennonGWN Securities Inc.Nationwide Securities, LLC08-01-2019
Colin Downey MurrayGWN Securities Inc.Nationwide Securities, LLC08-01-2019
Frank JacintoCetera Advisors LLCHD Vest Investment Services03-01-2019
Frederick James HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Frederick Harkins, Michelle Cortes-Harkins Commonwealth Financial NetworkLPL Financial$5802-19-2019
Gregory M YoungAhead Full Wealth Management, LLCNorthwestern Mutual Investment Services, LLC02-08-2019
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Gerald Lepain Jr.Horace Mann Investors, Inc.Citizens Securities, Inc.01-02-2019
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Joseph Anthony GonsalvesSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2018
Kirsten A. BagagliaCommonwealth Financial NetworkCitizens Securities, Inc.08-29-2018
Michael Patrick HoganCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$108-02-2018
Jonathan Grahm ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Mark Ryan BoccuzziCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$10007-26-2018
Mohamet BaSantander Securities LLCCitizens Securities, Inc.07-18-2018
Robert John RadocciaThe Capital Group Fiduciary Advisors, LLCThe Capital Group07-16-2018
David Robert MaillouxWealthCare Investment Partners LLCLPL Financial LLC07-02-2018
Emilio Joseph Senesi Jr.Securities America, Inc.LPL Financial LLC$10006-29-2018
Julian MurciaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Michael RaspalloSecurities America, Inc.LPL Financial LLC$2506-29-2018
Jeffrey Boudjouk, Anthony Landi, Deborah Shuster, Kelly AlmonteKestra FinancialUBS Financial Services$34006-07-2018
Jason M PlattCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-29-2018
Reid Hartley HansenCUNA Brokerage Services, Inc.Citizens Securities, Inc.05-29-2018
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Showing 1 to 25 of 424 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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