Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Grier TraftonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Janet L. Marcantonio, Thomas Anthony RobinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Robert Edmund ProcacciantiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
David B FerrisWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-23-2009
David Reid MaterneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Kim Resendes GeorgeCommonwealth Financial NetworkCitizens Securities, Inc.$10003-10-2009
Edward George Turnbull Jr., Bernard A ManchesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-27-2009
David William CollinsOppenheimer & Co. Inc.UBS Financial Services Inc.03-27-2009
David Harold HennEdward JonesUBS Financial Services Inc.$10004-03-2009
Christopher Peter YalanisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-03-2009
Charles Anthony DelmonteAllstate Financial Services, LLCMML Investors Services, LLC05-13-2009
Linda Marie CapobiancoJanney Montgomery Scott LLCBanc of America Investment Services, Inc.$15005-29-2009
Joseph Patrick HassettJanney Montgomery Scott LLCBanc of America Investment Services, Inc.05-29-2009
Joan Mary RegensburgerJanney Montgomery Scott LLCBanc of America Investment Services, Inc.05-29-2009
Denise Ann Lussier RobertsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Marc Anthony VergaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Patrick R Langone Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Brennan ZitzmannMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Rene James SawyerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Pasquale TamburiniMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Matthew Scott D'AmbraMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
David William WrightMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Nancy Ann PasquarielloMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Robert Allen HovanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Robert David SherwinMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
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Showing 1 to 25 of 327 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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