Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Francis PoultonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$10001-01-2009
Todd Matthew GeorgeCommonwealth Financial NetworkCommonwealth Financial Network$2501-08-2009
John Gabriel WolowiczCitizens Securities, Inc.Uvest Financial Services Group, Inc.01-12-2009
Richard QuigleyInvestors Capital Corp.GWFS Equities, Inc.01-12-2009
Theodore Grier TraftonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Virginia Lee ButterworthOppenheimer & Co. Inc.Brown, Lisle/Cummings, Inc.$5001-16-2009
Janet L. MarcantonioUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Thomas Anthony RobinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Robert Edmund ProcacciantiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2009
David B FerrisWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-23-2009
Gary Gene ReedCUNA Brokerage Services, Inc.Uvest Financial Services Group, Inc.02-03-2009
William Robert Sylvia Jr.LPL Financial LLCLincoln Financial Securities Corporation02-27-2009
Edward Pontarelli Jr.Oppenheimer & Co. Inc.H&R Block Financial Advisors, Inc.02-27-2009
Robert Edward Fairbrothers Jr.Janney Montgomery Scott LLCH&R Block Financial Advisors, Inc.$5002-27-2009
David Reid MaterneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-27-2009
Kim Resendes GeorgeCommonwealth Financial NetworkCitizens Securities, Inc.$10003-10-2009
John Charles MacdougallFirst Command Financial Planning, Inc.Ameriprise Financial Services, LLC03-19-2009
Mary Elizabeth MartinAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.03-20-2009
Joshua D. GiulianoCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2009
David William CollinsOppenheimer & Co. Inc.UBS Financial Services Inc.03-27-2009
Edward George Turnbull Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10003-27-2009
Bernard A ManchesterMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
David Harold HennEdward JonesUBS Financial Services Inc.$10004-03-2009
Christopher Peter YalanisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-03-2009
Dean Michael CiconeFidelity Brokerage Services LLCFidelity Brokerage Services LLC04-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.