Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-01-2019
Bekka BenjaminCUNA Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2019
Eric Peter FrappierWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-04-2019
Karen Brunner LemkeEdward JonesRBC Capital Markets, LLC03-29-2019
Thomas J. MarronWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Frank JacintoCetera Advisors LLCHD Vest Investment Services03-01-2019
Matthew Wells CorbishleyPruco Securities, LLC.Questar Capital Corporation02-25-2019
Cory W. RasmussenCitizens Securities, Inc.Santander Securities LLC02-25-2019
Gregory M. YoungAhead Full Wealth Management, LLCNorthwestern Mutual Investment Services, LLC02-08-2019
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Karl William GreenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gary Herbert BucciRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Elisabeth Ann HickoxRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
James Joseph BeaulieuRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Walter J. Nencka Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gregory Joseph BeaulieuRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Donald B. DunwoodyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Kyle WoodCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Alexander M. MediciWealth Management Resources, Inc.Independent Financial Partners10-03-2018
Joseph Anthony GonsalvesSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2018
Kirsten A. BagagliaCommonwealth Financial NetworkCitizens Securities, Inc.08-29-2018
Michael Patrick HoganCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
Jonathan G. ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Robert John RadocciaThe Capital Group Fiduciary Advisors, LLCThe Capital Group07-16-2018
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Showing 1 to 25 of 327 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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