Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Travis James SousaCitizens Securities, Inc.MML Investors Services, LLC03-22-2010
Eric Anthony TunstallCitizens Securities, Inc.Ameriprise Financial Services, Inc.$1001-10-2011
Michael K. MathewsCitizens Securities, Inc.LPL Financial LLC07-30-2012
James CuocoCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2012
Mark DextradeurCitizens Securities, Inc.Fidelity Investments Institutional Services Company, Inc.01-21-2013
Stephen Jude WilsonCitizens Securities, Inc.NYLIFE Securities LLC04-29-2013
Sean SaundersCitizens Securities, Inc.Columbia Management Investment Distributors, Inc.05-16-2013
Steven John FosterCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2013
Jennifer Sue BotelhoCitizens Securities, Inc.Santander Securities LLC03-17-2014
Erik M WilcoxCitizens Securities, Inc.Morgan Stanley08-06-2014
Brian Andrew ArgiroCitizens Securities, Inc.Santander Securities LLC09-23-2014
Christian Fox O'NeillCitizens Securities, Inc.Cetera Financial Specialists LLC12-22-2015
Edgar Jesus UruetaCitizens Securities, Inc.Northwestern Mutual Investment Services, LLC05-16-2016
Michael SantosCitizens Securities, Inc.AXA Advisors, LLC04-11-2017
Brett M HosneyCitizens Securities, Inc.Voya Financial Advisors, Inc.08-28-2017
Nancy MichelettiCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2017
Keith Wilson BurdenCitizens Securities, Inc.First Dominion Capital Corp.05-01-2018
Greg Joseph VoccioCitizens Securities, Inc.Royal Alliance Associates, Inc.05-23-2018
Jason M PlattCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
George N. PanagosCitizens Securities, Inc.NYLIFE Securities LLC06-26-2018
Julian MurciaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Michael Patrick HoganCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2018
Kyle WoodCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Cory W. RasmussenCitizens Securities, Inc.Santander Securities LLC02-25-2019

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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