Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ken PaulsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-17-2020
Jeffrey Bernardo FerrerasMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC04-14-2020
Duncan Geoffrey HarpMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2020
Nicholas James FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-14-2020
Karen FinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-08-2019
Janet Eleanor MullaneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-16-2019
Jonathan Grahm ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Bryan Patrick SimoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC04-06-2018
Ross Daniel YagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC03-20-2018
Christopher Townsend ShrumMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC11-30-2017
Elizabeth M LabossiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-08-2017
Jonathan Christopher GlennonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-13-2016
Mogahed Mohamed IbrahimMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC11-01-2016
Parang MAHESH AdhyaruMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdhyaru Asset Management, LLC10-03-2016
BRETT Andrew PETERSONMerrill Lynch, Pierce, Fenner & Smith IncorporatedSentry Equity Services, Inc.09-12-2016
Irene BockMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC12-18-2015
Kimball Stanley Iii BullardMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2015
Penny DeebMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-18-2015
Eric John RatzelMerrill Lynch, Pierce, Fenner & Smith IncorporatedStrategic Advisers LLC04-30-2015
Patrick M CiummoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWTS Proprietary Trading Group LLC01-06-2015
Justin Deangeli DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-22-2014
Andrew C WilkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-21-2014
Kathryn DetoraMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-16-2014
Andrew Ralph ShusterMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC04-16-2014
Derek J BourneMerrill Lynch, Pierce, Fenner & Smith IncorporatedPershing LLC12-13-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.