Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Quitman Elliott Sr.LPL Financial LLC1st Global Advisors Inc10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Advisors Inc10-01-2019
Thomas Yancey WilliamsCabot Lodge Securities LLCIFS Securities$5010-01-2019
Brian Morgan TalbertLPL Financial LLCFirst Citizens Investor Services, Inc.$5009-30-2019
Christian Mark LemkeSecurian Financial Services, Inc.Centaurus Financial, Inc.09-26-2019
James William Robinson Jr.Cetera Investment Services LLCCUNA Brokerage Services, Inc.09-20-2019
Carroll Daniel Carson Jr.Cetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Michael J. OanaCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Lynn Anne GillenCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
David Gregory WursterCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Barry D. HellerCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Joseph Montgomery Grim IIICetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Robert Scott BanishMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Citizens Investor Services, Inc.09-18-2019
David Luke, Cabrini Harnage, Charlotte StillwellJanney Montgomery ScottRaymond James$13409-03-2019
Edwin Waingart, George Koutsioukis, Julie Gawel, Christina LathamJanney Montgomery ScottRaymond James$15509-03-2019
Michael Forrest CopelandWaddell & ReedThe O.N. Equity Sales Company$5008-16-2019
Michael Forrest CopelandWaddell & ReedThe O.N. Equity Sales Company$5008-16-2019
Michael Forrest CopelandWaddell & ReedThe O.N. Equity Sales Company$5008-16-2019
Gordon Hamilton Fair Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC$5007-01-2019
Daniel Ray Creps Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$15006-25-2019
Nathanial WooleyAmeriprise Financial Services, Inc.EK Riley Investments, LLC06-21-2019
Christopher John LannonLPL Financial LLCKey Investment Services LLC06-14-2019
Robert Porter, James KellettKingsview Asset ManagementWells Fargo Clearing Services, LLC$12006-13-2019
Michael Glenn CatlettLPL Financial LLCEdward Jones06-13-2019
Garry Eugene Tapler Jr.Mutual of Omaha Investor Services, Inc.Pruco Securities, LLC.$2506-12-2019
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Showing 1 to 25 of 1,031 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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