Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus Quitman Elliott SrLPL Financial LLC1st Global Capital Corp.10-01-2019
Richard Anthony PainterLPL Financial LLC1st Global Capital Corp.10-01-2019
Ray Leonard RobertsCetera Financial Specialists LLC1st Global Capital Corp.01-31-2012
Anthony J SeifertMerrill Lynch, Pierce, Fenner & Smith Incorporated360 Financial Partners, LLC08-24-2016
Andrew Kevin JonesVerity Investment PartnersAbacus Planning Group, Inc.05-13-2013
Paula L EagleMerrill Lynch, Pierce, Fenner & Smith IncorporatedABG Sundal Collier Inc.05-31-2018
William Stephen JonesCambridge Investment Research, Inc.Advantage Investment Management, LLC$5001-02-2018
William Stephen Jones JrCambridge Investment Research, Inc.Advantage Investment Management, LLC01-02-2018
Nicholas Gerard DejohnFidelity Brokerage Services LLCAdvisors Asset Management, Inc.10-17-2011
Scott Edward DanielsEdward JonesAIG Capital Services, Inc.03-31-2017
Thomas Samuel HaislopPruco Securities, LLC.Allstate Financial Services, LLC07-09-2020
William Edwin Gore IIIEdward JonesAllstate Financial Services, LLC02-26-2020
Jason Ryan MortonLPL Financial LLCAllstate Financial Services, LLC$5005-23-2018
Todd Curtis AllenThe O.N. Equity Sales CompanyAllstate Financial Services, LLC05-11-2018
Bryan Donald GustovichSaybrus Equity Services, LLCAllstate Financial Services, LLC03-19-2018
David Thompson McClainEdward JonesAllstate Financial Services, LLC10-06-2017
Renee Andree MontenyohlPruco Securities, LLC.Allstate Financial Services, LLC$5007-12-2017
William Keith Johnson SrPruco Securities, LLC.Allstate Financial Services, LLC01-13-2017
Thomas Law Willcox JrNorthwestern Mutual Investment Services, LLCAllstate Financial Services, LLC$5004-14-2015
Joseph Shane SilvaPruco Securities, LLC.Allstate Financial Services, LLC$2503-25-2015
Evelyn ButlerNYLIFE Securities LLCAllstate Financial Services, LLC08-19-2014
Elisha J PepperSaybrus Equity Services, LLCAllstate Financial Services, LLC11-04-2013
Lane Elliott GinsbergFreedom Capital Advisors, LLCAlphaStar Capital Management, LLC08-19-2013
Rodney Wayne StoneColorado Financial Service CorporationAmerican Classic Securities, Inc.09-22-2010
Roger Kent HallHall Asset Management Group, Inc.AMERICAN INVESTMENT SERVICES03-05-2013
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Showing 1 to 25 of 1,212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.