Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Eric LundbladeA.G.P / Alliance Global PartnersEdward Jones$11008-23-2019
Mary Laird Whitmire GreenAbacus Planning Group, Inc.BECKWITH FINANCIAL ADVISORS, INC.07-15-2016
David P HaverstickAbles, Iannone, Moore & Associates, Inc.Intervest International Equities Corporation11-02-2016
Neil Wayne LambertACT AdvisorsLOWCOUNTRY INVESTMENT ADVISORS, INC.05-22-2015
William Eddins Galloway JrAdvisory Services NetworkBB&T Securities, LLC06-07-2019
Apostolos Nicholas PapadeaAdvisory Services NetworkWells Fargo Clearing Services, LLC01-20-2016
Samuel Josiah DixonAE Wealth Management, LLCUSA Financial Securities Corporation06-23-2017
Garry Eugene Tapler JrAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.09-25-2020
Keith Dean FlennerAllstate Financial Services, LLCBankers Life Securities, Inc.12-16-2019
Peter Steven FrontieroAllstate Financial Services, LLCPeople's Securities, Inc.$10010-05-2017
Terrishinski Harkness JrAllstate Financial Services, LLCPFS Investments Inc.04-05-2017
Kirk Jeffrey SegarsAllstate Financial Services, LLCFirst Command Brokerage Services, Inc.11-12-2014
Russell Allen PadgettAllstate Financial Services, LLCEquitable Advisors, LLC02-10-2014
Richard Anthony BerryAlphaStar Capital Management, LLCBERRY FINANCIAL SECURITIES, LLC02-06-2020
Janet Kelsey BoyetteAlphaStar Capital Management, LLCBERRY FINANCIAL SECURITIES, LLC02-06-2020
Reid MathewsAlphaStar Capital Management, LLCBERRY FINANCIAL SECURITIES, LLC02-05-2020
Gary Lee WilliamsAlphaStar Capital Management, LLCCUNA Brokerage Services, Inc.03-11-2015
Niles Michael BrancatiAltamont Advisors LLCSecurities America, Inc.$1008-25-2014
Dustin Brent LaporteAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC08-13-2015
Heath BartlettAmeriprise Financial Services, LLCCommonwealth Financial Network$13511-02-2017
Donald Alderman Robert Holt Jamie OBrien Scott LaneyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$50001-20-2017
Michael J West SrAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10009-04-2020
Andrew Oliver WestAmeriprise Financial Services, LLCRaymond James & Associates, Inc.09-04-2020
Laura Kaye CookAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10009-04-2020
George Heyward BarnesAmeriprise Financial Services, LLCEdward Jones09-04-2020
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Showing 1 to 25 of 1,212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.