Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Spann ReamesWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5002-17-2012
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Barry D. HellerSummit Brokerage Services, Inc.Raymond James Financial Services, Inc.02-17-2012
Linda Robinson RabonAmeriprise Financial Services, Inc.Edward Jones$2502-24-2012
Matthew David PardieckRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Christopher Lawrence CorleyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2012
Jory Lane TaylorEdward JonesRaymond James & Associates, Inc.$10003-07-2012
Val Hain BeersBeers Kight Financial Advisors, LLCBEERS FINANCIAL LLC03-13-2012
Barry Tison KightBeers Kight Financial Advisors, LLCMCGREGOR FINANCIAL ADVISORS, LLC03-13-2012
Kenneth Philip WilandJanney Montgomery Scott LLCMorgan Stanley$15003-15-2012
Peter Edwin SampsonJanney Montgomery Scott LLCMorgan Stanley03-15-2012
Thomas Doyle Dunleavy, Dennis Varn ColemanWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-04-2012
Dennis Coleman, Thomas DunleavyWells Fargo AdvisorsUBS Financial Services Inc. Inc.$23304-19-2012
Gregory Alan GuinnLPL Financial LLCUvest Financial Services Group, Inc.04-23-2012
Mark Wayne Phillips Jr.NYLIFE Securities LLCFirst Citizens Investor Services, Inc.05-02-2012
James Stuart AgostiniLPL Financial LLCFirst Command Financial Planning, Inc.$15005-04-2012
Stephen Edwin SimmonsLPL Financial LLCFirst Command Financial Planning, Inc.$10005-04-2012
Patrick Paul BurgessLPL Financial LLCFirst Command Financial Planning, Inc.$1005-04-2012
Bradford Joel WilsonLPL Financial LLCFirst Command Financial Planning, Inc.05-04-2012
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$10005-07-2012
Christopher Allen HallmarkMorgan StanleyEdward Jones$2505-11-2012
John Thomas Gilbert IIIJ.J.B. Hilliard, W.L. Lyons, LLCScott & Stringfellow, LLC05-18-2012
John T. Gilbert IIIHilliard LyonsScott & Stringfellow$14005-31-2012
Edward Frederick Wettig IIIRoyal Alliance Associates, Inc.Morgan Stanley$2506-08-2012
Stephen Russell SturkieStratos Wealth Partners, LtdBB&T Investment Services, Inc.06-11-2012
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Showing 226 to 250 of 1,035 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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