Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lori Panuccio HubbardMorgan Keegan & Company, Inc.Natixis Distribution, L.P.02-16-2011
Emily Anna JohnsonPolaris Capital Advisors, LLCSpire Securities, LLC02-22-2011
Mark Edward FellCetera Advisors LLCNew England Securities$10002-25-2011
Harold Ashley LawsonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-01-2011
David Robinson KornegayVALIC Financial Advisors, Inc.Securian Financial Services, Inc.$50003-01-2011
Carolyn Edwards, Roy SeayUBS Financial Services Inc. Inc.Raymond James$12503-08-2011
Tyson Thomas HalseyIncome Growth Advisors, LLCPolaris Investment Partners, Inc03-17-2011
William Larry BendtJHS Capital Advisors, LLCScott & Stringfellow, LLC$25003-18-2011
David Daniel KelleyVoya Financial Advisors, Inc.Householder Group Financial Advisors, LLC$10003-25-2011
Richard Melville ScruggsInvestment Professionals, Inc.LPL Financial LLC$25003-25-2011
Gary Sanford MchamMcHam Taylor & Co.Raymond James Financial Services, Inc.03-29-2011
David Cordell TaylorMcHam Taylor & Co.Raymond James Financial Services, Inc.03-29-2011
Emily KupplerUBS Financial Services Inc.Lord Abbett Distributor LLC03-31-2011
Robert L. BusbyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50004-01-2011
Kerrick Scott King KeenanFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-04-2011
Stephen Arthur PuebloWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Uvest Financial Services Group, Inc.$10004-05-2011
Michael Castillo CamposBB&T Investment Services, Inc.Edward Jones$10004-11-2011
Perry Davis StalveyState Farm VP Management Corp.Pruco Securities, LLC.04-18-2011
Andrew Mitchell PittinosScott & Stringfellow, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-02-2011
James Thomas DerrickProEquities, Inc.JBS Liberty Securities, Inc.$10005-05-2011
Christopher Hannan NylandValMark Securities, Inc.Clark Securities, Inc.05-05-2011
Christopher W. SchwendimannLPL Financial LLCSunTrust Investment Services, Inc.$10005-17-2011
Klaus Dieter Kurt Schoening Sr.Harbor Light Securities, LLCAmeritas Investment Corp.$25005-24-2011
Roger Lee SmithVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.05-27-2011
Jonathan Dexter PolsonPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-01-2011
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Showing 276 to 300 of 1,783 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.