Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wilkes Thomas Martin IIIRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Patrick James FitzsimmonsRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
George A. KoutsioukisRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Cornelius Harrington Bissell Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
George F. Debnam Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Emory Gay Hendrix Jr.Raymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Kristiaan W. De RoosRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.02-13-2013
Cynthia M. Boyle, D. Jordan Josey, John N. BoyleWells Fargo AdvisorsRaymond James$12502-15-2013
Cynthia Maresca BoyleWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$5002-15-2013
Daniel Jordan Josey Sr.Wells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$2502-15-2013
Patrick Lee BarnettVoya Financial Advisors, Inc.Cetera Advisor Networks LLC$5002-27-2013
Roger Kent HallHall Asset Management Group, Inc.AMERICAN INVESTMENT SERVICES03-05-2013
Gerry Allen CieluchMutual of Omaha Investor Services, Inc.Questar Capital Corporation03-08-2013
Bryan Tyler FingerWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-08-2013
Carroll Daniel Carson Jr.Advanced Planning, Inc.Summit Financial Group Inc03-28-2013
George L. McDowMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-04-2013
David Allen MorrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-17-2013
Gregory David JohnsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-14-2013
Larry Huntley TarletonWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.05-29-2013
Christopher Thomas SmithJanney Montgomery Scott LLCStephens$10006-06-2013
William Gilmore Simms Oliphant Jr.Janney Montgomery Scott LLCStephens06-06-2013
David Ralph WallVoya Financial Advisors, Inc.Capital Investment Group, Inc.$5006-07-2013
W.G. Simms Oliphant Jr., Christopher T. SmithJanney Montgomery ScottStephens$15506-11-2013
Adam John JurewiczAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-09-2013
John Anthony LentiPruco Securities, LLC.Ameritas Investment Corp.07-10-2013
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Showing 301 to 325 of 1,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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