Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul John BoesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2012
Jaclyn E. SeaseJBS Liberty Securities, Inc.Synergy Investment Group, LLC01-05-2012
Alex Christopher VasseyCommonwealth Financial NetworkFounders Financial Securities LLC01-09-2012
Mark Bradford WetherellINVEST Financial CorporationKovack Securities Inc.$1001-11-2012
Robert Michael GallagherHilltop Securities Inc.Ross, Sinclaire & Associates, LLC01-11-2012
Brett Adam BlankenshipMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC01-13-2012
Karen Nunn HortonCapitol Securities Management, Inc.Cape Securities Inc.01-20-2012
Jamie Lynn MinsterMetLife Securities Inc.Edward Jones01-20-2012
Michael Frank GenoveseWells Fargo Clearing Services, LLCEdward Jones01-20-2012
William Randolph AvantResource Horizons Group LLCLPL Financial LLC$2501-24-2012
Robert W. RettigResource Horizons Group LLCLPL Financial LLC01-24-2012
Henry Al Dean WatsonJ.J.B. Hilliard, W.L. Lyons, LLCScott & Stringfellow, LLC01-26-2012
Wayne Adger HowleWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$2501-27-2012
Ray Leonard RobertsCetera Financial Specialists LLC1st Global Capital Corp.01-31-2012
Donald Glen BishopLPL Financial LLCSunTrust Investment Services, Inc.$2502-01-2012
Elford Smith Morgan1st Global Capital Corp.Wells Fargo Clearing Services, LLC$2502-02-2012
Michael Hamilton JeffordsKalos Capital, Inc.Pacific West Securities, Inc.02-07-2012
Matthew Kirk BrennemanVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$5002-09-2012
Jeffrey S. HodgsonFidelity Brokerage Services LLCCharles Schwab & Co., Inc.$10002-13-2012
Dwayne Lynn ClendanielLPL Financial LLCCUNA Brokerage Services, Inc.$5002-14-2012
Samuel Dyk HershbergerJ.J.B. Hilliard, W.L. Lyons, LLCAmeriprise Financial Services, LLC$10002-15-2012
Barry D. HellerSummit Brokerage Services, Inc.Raymond James Financial Services, Inc.02-17-2012
Edward Spann ReamesWells Fargo Clearing Services, LLCJ.J.B. Hilliard, W.L. Lyons, LLC$5002-17-2012
Ashley Elizabeth DandoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
Jaime Vance HayesRaymond James Financial Services, Inc.First Citizens Securities Corporation$2502-21-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.