Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Phillip SuttonKovack Securities Inc.Resource Horizons Group LLC10-15-2014
William Strickland RumbleKovack Securities Inc.Advisory Services Network10-15-2014
Craig C. CochranKovack Securities Inc.Resource Horizons Group LLC10-15-2014
John Scott WellsCambridge Investment Research, Inc.MetLife Securities Inc.$2510-17-2014
Felicia Annette JacobsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-23-2014
David Marcus DobbsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-24-2014
Steven James SlatteryWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-24-2014
Ronald Jack WalrathCambridge Investment Research, Inc.Kovack Securities Inc.11-06-2014
Kirk Jeffrey SegarsAllstate Financial Services, LLCFirst Command Financial Planning, Inc.11-12-2014
Tyrone Swain MitchellTS. MITCHELL Financial, LLC.Cetera Financial Specialists LLC11-13-2014
Eddie Garvin DuncanWealth Management Advisors, LLCTriad Advisors LLC11-24-2014
Danielle Marie SollecitoWells Fargo Clearing Services, LLCEdward Jones11-28-2014
Lawrence Grier WillifordRaymond James & Associates, Inc.SunTrust Investment Services, Inc.12-01-2014
Jamin Micah KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-05-2014
Jeffrey Scott CollinsLPL Financial LLCEdward Jones12-16-2014
Brian Scott SimmonsLPL Financial LLCRoyal Alliance Associates, Inc.12-17-2014
Edward Lawrence Reed Jr.Calton & Associates, Inc.LPL Financial LLC01-02-2015
Paul Cameron MacdonaldMoney Concepts Capital CorpCapital Synergy Partners01-02-2015
Paul Mshlon ManvilleGWFS Equities, Inc.LPL Financial LLC01-07-2015
Daniel Patrick CrosbyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-20-2015
James Cleatus Owens Jr.Janney Montgomery Scott LLCStephens01-29-2015
Justin Matthew FollmerCoastal Wealth Advisors, LLCLowcountry Investment Advisors, Inc.02-11-2015
John Nicholson HowardLincoln Financial Securities CorporationSecurian Financial Services, Inc.03-02-2015
Mary Elizabeth IvyGordon FinancialMorris Financial Concepts, Inc.03-02-2015
Nathan Christopher LoveEdward JonesWebsterRogers Financial Advisors, LLC03-03-2015
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Showing 426 to 450 of 1,035 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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