Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Francis Harris Jr.Royal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
Laura Heape BrissonFTB Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2015
Ira Karl RinerUBS Financial Services Inc.RBC Capital Markets, LLC$10003-26-2015
Bradley Charles WilliamsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.04-01-2015
Katherine Marie StokesCore Advisors, Ltd.JE Wilson Advisors, LLC04-03-2015
Thomas Law Willcox Jr.Northwestern Mutual Investment Services, LLCAllstate Financial Services, LLC04-14-2015
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Chip HutchisonIndependent Advisor AllianceInvest Financial$9004-21-2015
Hubert Eugene Rudisill Jr.Lincoln Financial Securities CorporationRaymond James Financial Services, Inc.$15004-27-2015
Jeremy Luke StricklerWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$5005-01-2015
Kristen Brit RodgersMorgan StanleyPruco Securities, LLC.05-01-2015
Jeremy Strickler, Robin ErnstWells Fargo AdvisorsRaymond James$13905-04-2015
Thomas Edward JahnLPL Financial LLCMorgan Stanley05-04-2015
Brandon Rivers CabanissWells Fargo Advisors Financial Network, LLCRaymond James & Associates, Inc.$5005-06-2015
William Deschamps BlackfordJanney Montgomery Scott LLCMorgan Stanley$10005-12-2015
Ricky Alan ManteiCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.$15005-19-2015
Lisa B. ManteiCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.$15005-19-2015
Mark Alan ArthurCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.$5005-19-2015
Cindy Lucille Porto ChielliniCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.$2505-19-2015
Katherine Greer NishnicCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.$2505-19-2015
John William Marshall Jr.Centaurus Financial, Inc.J.P. Turner & Company, L.L.C.$2505-19-2015
Atul MakhariaCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.05-19-2015
Neil Wayne LambertACT AdvisorsLOWCOUNTRY INVESTMENT ADVISORS, INC.05-22-2015
Christopher Daniel WardLincoln Financial Securities CorporationRoyal Alliance Associates, Inc.05-28-2015
Charles Tumlin, Arthur Levin, Hall SumnerRaymond JamesWells Fargo Advisors$39005-29-2015
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Showing 451 to 475 of 1,035 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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