Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Henry Albert Kowalewski Jr. | First Citizens Investor Services, Inc. | First Citizens Securities Corporation | — | 01-04-2016 |
| William B. Banning II | Calton & Associates, Inc. | Southeast Investments, N.C., Inc. | — | 01-04-2016 |
| Adam Paul Davis | First Citizens Investor Services, Inc. | First Citizens Securities Corporation | — | 01-04-2016 |
| Seth David Beecher Shores | GWN Securities Inc. | Voya Financial Advisors, Inc. | — | 01-04-2016 |
| Erin Brenan McCaskill | First Citizens Investor Services, Inc. | First Citizens Securities Corporation | — | 01-04-2016 |
| Aaron Benjamin Justice | First Citizens Investor Services, Inc. | First Citizens Securities Corporation | — | 01-04-2016 |
| John Thomas McCarty | Saybrus Equity Services, LLC | Lincoln Financial Distributors, Inc. | — | 01-04-2016 |
| Jonathan Dexter Polson | Silver Oak Securities, Incorporated | FinTrust Brokerage Services, LLC | $25 | 01-05-2016 |
| Sam Eugene Anderson Jr. | PlanMember Securities Corporation | Transamerica Financial Advisors, Inc | — | 01-07-2016 |
| Randy Christopher Domikis | BB&T Securities, LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-14-2016 |
| David Lynn Cole II | The O.N. Equity Sales Company | MML Investors Services, LLC | — | 01-21-2016 |
| Eric Christian Magnin | Boys Arnold & Co. Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-25-2016 |
| Kate Alexander Ferguson | Capital Investment Group, Inc. | LPL Financial LLC | — | 01-28-2016 |
| Lloyd Edward Kirkland Jr. | Lincoln Financial Securities Corporation | Capital Guardian, LLC | $1,000 | 02-01-2016 |
| James Everett Tobias | Thrivent Investment Management Inc. | SunTrust Investment Services, Inc. | $10 | 02-01-2016 |
| Jonathan William King | Lincoln Financial Securities Corporation | Capital Guardian, LLC | — | 02-02-2016 |
| Lewis Eugene Butler | Raymond James Financial Services, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | $100 | 02-05-2016 |
| William Scott Mitchell | Raymond James Financial Services, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | $100 | 02-05-2016 |
| Quincy Adolphus Kennedy IV | Raymond James Financial Services, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | $10 | 02-05-2016 |
| Frank Mcleod Munn III | Raymond James Financial Services, Inc. | J.J.B. Hilliard, W.L. Lyons, LLC | — | 02-05-2016 |
| James Douglas Burgess | Lincoln Financial Securities Corporation | First Citizens Investor Services, Inc. | — | 02-08-2016 |
| Susan Elizabeth Vigar | Allstate Financial Services, LLC | Edward Jones | — | 02-19-2016 |
| Lisa Lynne Quadrini | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | — | 02-26-2016 |
| Andrew Jason Smith | Wells Fargo Clearing Services, LLC | UBS Financial Services Inc. | — | 02-26-2016 |
| Kyle Christopher Youngblood | TD Private Client Wealth LLC | First Citizens Investor Services, Inc. | — | 03-01-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
