Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Henry Albert Kowalewski Jr.First Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
William B. Banning IICalton & Associates, Inc.Southeast Investments, N.C., Inc.01-04-2016
Adam Paul DavisFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Seth David Beecher ShoresGWN Securities Inc.Voya Financial Advisors, Inc.01-04-2016
Erin Brenan McCaskillFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Aaron Benjamin JusticeFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
John Thomas McCartySaybrus Equity Services, LLCLincoln Financial Distributors, Inc.01-04-2016
Jonathan Dexter PolsonSilver Oak Securities, IncorporatedFinTrust Brokerage Services, LLC$2501-05-2016
Sam Eugene Anderson Jr.PlanMember Securities CorporationTransamerica Financial Advisors, Inc01-07-2016
Randy Christopher DomikisBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2016
David Lynn Cole IIThe O.N. Equity Sales CompanyMML Investors Services, LLC01-21-2016
Eric Christian MagninBoys Arnold & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2016
Kate Alexander FergusonCapital Investment Group, Inc.LPL Financial LLC01-28-2016
Lloyd Edward Kirkland Jr.Lincoln Financial Securities CorporationCapital Guardian, LLC$1,00002-01-2016
James Everett TobiasThrivent Investment Management Inc.SunTrust Investment Services, Inc.$1002-01-2016
Jonathan William KingLincoln Financial Securities CorporationCapital Guardian, LLC02-02-2016
Lewis Eugene ButlerRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10002-05-2016
William Scott MitchellRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10002-05-2016
Quincy Adolphus Kennedy IVRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$1002-05-2016
Frank Mcleod Munn IIIRaymond James Financial Services, Inc.J.J.B. Hilliard, W.L. Lyons, LLC02-05-2016
James Douglas BurgessLincoln Financial Securities CorporationFirst Citizens Investor Services, Inc.02-08-2016
Susan Elizabeth VigarAllstate Financial Services, LLCEdward Jones02-19-2016
Lisa Lynne QuadriniWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Andrew Jason SmithWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-26-2016
Kyle Christopher YoungbloodTD Private Client Wealth LLCFirst Citizens Investor Services, Inc.03-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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