Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooks Burgess JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedScott & Stringfellow, LLC02-02-2010
Christopher Robin LakianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2010
Ronald Kenneth WilsonMorgan StanleyUBS Financial Services Inc.02-26-2010
Brian Lanier DisherGreenwood Capital Associates, LLCWells Fargo Advisors Financial Network, LLC03-22-2010
Kenneth Dewayne BrownKestra Investment Services, LLCMetLife Securities Inc.04-01-2010
Jan Sture FredmanClemson-Eps Advisors, LLCEPS Advisors04-12-2010
Daniel G PeguesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.04-19-2010
Jonathan Wesley RobertsVALIC Financial Advisors, Inc.AXA Advisors, LLC05-04-2010
Ann Lane GibbesAmeriprise Financial Services, Inc.Morgan Stanley05-14-2010
Richard H. HeckardContinuum Capital Advisory, LLCFSC Securities Corporation05-19-2010
Joseph RincioneVoya Financial Advisors, Inc.LPL Financial LLC06-02-2010
Barbara Harmount SaylorPalmetto Wealth Advisors, LLCFirst Command Financial Planning, Inc.06-17-2010
Paul Brian RobinsPalmetto Wealth Advisors, LLCFIRST COMMAND FINANCIAL PLANNING, INC.06-17-2010
Travis Michael MooreIntervest International Equities CorporationEdward Jones07-12-2010
Brian Michael QuigleyWells Fargo Clearing Services, LLCMorgan Stanley$5007-30-2010
Daniel Howard WestbrookAmeriprise Financial Services, Inc.Edward Jones$1007-30-2010
Daylon Wayne LawsGWN Securities Inc.Great American Advisors, Inc.08-02-2010
James Todd WrennMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-03-2010
Jeffrey Charles Martyn EarleyWoodbury Financial Services, Inc.Thrivent Investment Management Inc.08-04-2010
Sara Southerland AlleyTrustmont Financial Group, Inc.Raymond James Financial Services, Inc.$1008-16-2010
Charles Wilson Knowlton Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$5008-20-2010
Nicholas Louis Verano IVRobert W. Baird & Co. IncorporatedMorgan Stanley$2508-20-2010
Mildred Dupre KitchellRobert W. Baird & Co. IncorporatedMorgan Stanley08-20-2010
Renee Whiteford UnderwoodLPL Financial LLCRaymond James Financial Services, Inc.$2509-01-2010
Gabriel Destin-Lawrence PenfieldWaddell & ReedPFS Investments Inc.09-09-2010
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Showing 126 to 150 of 1,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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