Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Shields King Jr.LPL Financial LLCCitigroup Global Markets Inc.$15001-13-2009
Craig Kenneth Pickering, James Stephen Yurak, Gregory Charles Box, Mark E. Lyons, Paul M. DouglasUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-22-2009
Paul Andrew CallanderVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.02-17-2009
Terry Flint SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Michael Corey CarsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-26-2009
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-06-2009
Vincent Joseph Becker Jr.Raymond James & Associates, Inc.Morgan Stanley & Co. LLC03-27-2009
Kevin Michael LinkVoya Financial Advisors, Inc.American General Securities Incorporated04-01-2009
Christopher J. NewtonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2009
Bertin Marc Stuckart Jr., David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-22-2009
Dallah Anderson Forrest Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2009
John Marcus HarrisRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-23-2009
Michael J. CliffordThrivent Investment Management Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2009
Matthew Samuel SumnerAXA Advisors, LLCEdward Jones05-19-2009
Ryan Paul TidwellWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.05-28-2009
Gerard Byron Williams IIMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Frank Earl SutherlandMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Brooks Mccall CrenshawMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Taylor Cook Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Jan Leonard JerniganMorgan StanleyMorgan Stanley & Co. Incorporated$10006-01-2009
Charles Edward ShartleMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carl Livingston Truluck Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
William Warren FoxMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Avron Paul LesserMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Ben A Asa RastMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
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Showing 1 to 25 of 1,036 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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