Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jody Daniel HowardEmerald Investment Partners, LLCEquitable Advisors, LLC08-28-2020
Patrick James TuiteUnited Brokerage Services, IncPruco Securities, LLC.08-11-2020
Patrick James TuiteUnited Brokerage Services, IncPruco Securities, LLC.08-11-2020
Eric Alan GroupIntegrated Advisors Network LLCTD Ameritrade, Inc.07-22-2020
Carl John CerrutiLPL Financial LLCInvestacorp, Inc.07-21-2020
John Walter YoashLiberty Partners Financial Services, LLCCape Securities Inc.07-20-2020
Zachariah J. SpicerLiberty Partners Financial Services, LLCOneAmerica Securities, Inc.05-04-2020
Michael Anthony McFaulCommonwealth Financial NetworkTransamerica Investors Securities Corporation04-13-2020
Andrew Richard HarppLPL Financial LLCUBS Financial Services Inc.$2504-06-2020
Carol A. OnealLPL Financial LLCAvantax Investment Services, Inc.03-31-2020
Joseph A. CarringtonRaymond James & Associates, Inc.Morgan Stanley03-20-2020
John Jarrett FitzgeraldTD Private Client Wealth LLCFirst Citizens Investor Services, Inc.03-19-2020
Hubert Estees Tuttle IIILPL Financial LLCRaymond James Financial Services, Inc.03-19-2020
Josip DunatStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2020
John George PanagiotouLPL Financial LLCRoyal Alliance Associates, Inc.03-12-2020
Reid Evan ThompsonColonial Trust Advisors, Inc.NYLIFE Securities LLC03-11-2020
Russell Donald RhodesMML Investors Services, LLCClient One Securities LLC03-09-2020
Tillman Ralph Meetze Jr.Mutual of Omaha Investor Services, Inc.MML Investors Services, LLC03-05-2020
Patrick James TuitePruco Securities, LLC.BB&T Securities, LLC03-04-2020
Robert Henry MashburnState Farm VP Management Corp.State Farm VP Management Corp.03-04-2020
Lindsey Marie BessantLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC03-03-2020
Nicholas John TwiningNational Securities CorporationMorgan Stanley03-03-2020
Scott A. RobidouxWaddell & ReedEdward Jones03-02-2020
David Samuel PalkovitzApollon Wealth Management, LLCJanney Montgomery Scott LLC02-28-2020
Wesley Stiles FriersonTriad Advisors LLCVoya Financial Advisors, Inc.$5002-21-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.