Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Shields King JrLPL Financial LLCCitigroup Global Markets Inc.01-13-2009
David L HandState Farm VP Management Corp.Horace Mann Investors, Inc.01-13-2009
Drew William WelpAvantax Investment Services, Inc.Edward Jones02-04-2009
Paul Andrew CallanderVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.$2502-17-2009
Terry FLINT SteeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2009
Michael Corey CarsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5002-26-2009
Todd Howard CrutchleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10002-27-2009
Charles Hamilton TennentWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-06-2009
Peter John LaboyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-13-2009
Vincent Joseph Becker JrRaymond James & Associates, Inc.Morgan Stanley & Co. LLC03-27-2009
Michael L MortonUBS Financial Services Inc.Citigroup Global Markets Inc.$14404-03-2009
Marc Leonard CohenLPL Financial LLCMorgan Stanley & Co. LLC$2504-03-2009
Thomas Sidney Holland IIILPL Financial LLCWells Fargo Clearing Services, LLC$5004-15-2009
Richard William WoollacottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5004-17-2009
John MARK BrightonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15004-17-2009
Christopher J NewtonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-22-2009
David George RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15004-22-2009
John Marcus HarrisRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-23-2009
Dallah Anderson Forrest JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-23-2009
Matthew Samuel SumnerEquitable Advisors, LLCEdward Jones05-19-2009
Gregory Todd RisingerFirst Citizens Securities CorporationWells Fargo Clearing Services, LLC$10005-26-2009
Ryan Paul TidwellWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5005-28-2009
Yvette Ana TramountMorgan StanleyUBS Financial Services Inc.$1506-01-2009
Eugene Augustine Gilligan JrLPL Financial LLCWells Fargo Clearing Services, LLC06-02-2009
John Hugh Stephens JrRBC Capital Markets, LLCMorgan Stanley06-10-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.