Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Benjamin JusticeFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$10005-07-2012
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron M WatkinsAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Aaron Michael GallowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Adam Everette CrottsFirst Citizens Asset Management, IncWells Fargo Clearing Services, LLC08-31-2016
Adam John JurewiczAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1007-09-2013
Adam Michael LeachEdward JonesWells Fargo Advisors Financial Network, LLC$1008-15-2016
Adam Paul DavisFirst Citizens Investor Services, Inc.First Citizens Securities Corporation01-04-2016
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Alan Robert Nachman IINachman Norwood & Parrott, Inc.Wells Fargo Advisors Financial Network, LLC05-01-2018
Albert Francis Grenert Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.11-10-2016
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Albert Melvin Wright IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Alex Christopher VasseyCommonwealth Financial NetworkFounders Financial Securities LLC01-09-2012
Alexander Craig MitchumMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alexander Opoulos IVRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2009
Amanda Jo SimconisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1002-16-2017
Amy C. GarrisonAmeriprise Financial Services, Inc.Kestra Investment Services, LLC09-26-2014
Amy Cooper ColeRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.03-02-2018
Amy Melissa HollidayJBS Liberty Securities, Inc.Synergy Investment Group, LLC01-04-2012
Andrew A. DalrympleLPL Financial LLCSorrento Pacific Financial, LLC05-13-2014
Andrew Alan WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$10009-04-2015
Andrew Carroll JaffeeApollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Andrew Craig GuinnWells Fargo Clearing Services, LLCCetera Investment Services LLC03-29-2018
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Showing 1 to 25 of 1,030 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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