Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Gray CizonWells Fargo Clearing Services, LLCFirst Citizens Securities Corporation$10005-07-2012
Aaron Gray CizonFirst Citizens Securities CorporationCitigroup Global Markets Inc.03-09-2009
Aaron Justin GoreAmeriprise Financial Services, LLCVoya Financial Advisors, Inc.$2502-07-2020
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron M WatkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Aaron M WatkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.05-11-2012
Aaron Michael GallowayRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-21-2017
Aaron Robert KohlPurshe Kaplan Sterling InvestmentsFoster Victor Wealth Advisors, LLC07-08-2016
Aaron Robert KohlFoster Victor Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC05-27-2016
Adam Christopher DunhamJanney Montgomery Scott LLCScottrade, Inc.03-15-2017
Adam Everette CrottsFirst Citizens Asset Management, IncWells Fargo Clearing Services, LLC08-31-2016
Adam Everette CrottsWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.07-06-2015
Adam John JurewiczAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1007-09-2013
Adam Michael LeachEdward JonesWells Fargo Advisors Financial Network, LLC$1008-15-2016
Adam Mills HigginsFirst Heartland Capital, Inc.AXA Advisors, LLC10-05-2018
Adam R BloombergBB&T Securities, LLCPrincipal Securities, Inc.03-22-2017
Adam R BloombergPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2016
Adriane Marie DomanskiLPL Financial LLCDelaware Distributors, L.P.02-26-2019
Alan Jason DargisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC11-18-2013
Alan Robert Nachman IINachman Norwood & Parrott, Inc.Wells Fargo Advisors Financial Network, LLC$37505-01-2018
Alan Thomas LaneSandlapper Securities, LLCMoloney Securities Co., Inc.03-14-2016
Albert Edward Oxenreiter IIILPL Financial LLCCetera Advisor Networks LLC09-19-2019
Albert Francis Grenert Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-10-2016
Albert H ChenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2015
Albert H ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.11-12-2012
Next Page »

Showing 1 to 25 of 1,821 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.