Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles David McClureLPL Financial LLCAmeriprise Financial Services, LLC$1004-16-2019
Susan LedererLPL Financial LLCAmeriprise Financial Services, LLC05-17-2018
Kristen Jane ShrimplinLPL Financial LLCAmeriprise Financial Services, LLC12-20-2016
Robert Eugene LoganCommonwealth Financial NetworkAmeriprise Financial Services, LLC06-12-2015
James David McManusLPL Financial LLCAmeriprise Financial Services, LLC04-22-2014
Jack W Griffith Jr Jack W Griffith III John W ChapmanJanney Montgomery Scott LLCAmeriprise Financial Services, LLC$10101-30-2014
Jack Wendell Griffith JrJanney Montgomery Scott LLCAmeriprise Financial Services, LLC$5001-27-2014
John Wells Chapman JrJanney Montgomery Scott LLCAmeriprise Financial Services, LLC$3101-27-2014
Dolf William Dunn IIILPL Financial LLCAmeriprise Financial Services, LLC11-20-2009
Glenn Robert DehollanderCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5007-10-2009
Roy Peter JanseCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5007-10-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.