Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony John MeilanMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.05-14-2009
David Alan RodenbergMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$50005-13-2009
John Marcus HarrisRaymond James & Associates, Inc.Citigroup Global Markets Inc.04-23-2009
Andrew Philip PearceMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$25004-17-2009
Mark Walker PayneMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.04-17-2009
Michael Lawrence AnthonyMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$10004-03-2009
Woodrow Geiger Senn Jr.Ameriprise Advisor Services, Inc.Citigroup Global Markets Inc.$15003-13-2009
Louis Robert Kessler IIIAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.$50003-13-2009
Aaron Gray CizonFirst Citizens Securities CorporationCitigroup Global Markets Inc.$10003-09-2009
Charles Hamilton TennentWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10003-06-2009
Jeffery W LockmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50003-06-2009
Lawson Hugh Ballard Jr.Morgan Keegan & Company, Inc.Citigroup Global Markets Inc.$50003-05-2009
George Ferguson DebnamMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.02-27-2009
George F Debnam Jr.Morgan Keegan & Company, Inc.Citigroup Global Markets Inc.02-27-2009
Timothy Shaler SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50002-26-2009
Samuel Jackson Galloway Jr.Morgan Keegan & Company, Inc.Citigroup Global Markets Inc.$10002-20-2009
Park Ravenel DoughertyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10002-13-2009
Spencer Jay LynchMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$10002-02-2009
Scott Anthony Cracraft Sr.Morgan Keegan & Company, Inc.Citigroup Global Markets Inc.$10002-02-2009
Bonnie Williams HollingsRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-02-2009
Richard Andrew LinkScott & Stringfellow, LLCCitigroup Global Markets Inc.01-16-2009
George Shields King Jr.LPL Financial LLCCitigroup Global Markets Inc.$15001-13-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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