Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanial WooleyAmeriprise Financial Services, Inc.Edward Jones06-21-2019
Casey Adam GriesemerLPL Financial LLCEdward Jones03-21-2019
Rhonda Compton LesterLPL Financial LLCEdward Jones$15002-21-2019
Kenneth Brian IsbellLPL Financial LLCEdward Jones11-16-2018
John Patrick McnamaraHighball AdvisorsEdward Jones10-31-2018
Kathleen Mccarthy CoppolaRaymond James Financial Services, Inc.Edward Jones$109-07-2018
Joshua Clinton SpencerFirst Citizens Investor Services, Inc.Edward Jones08-20-2018
Michael Shannon ColemanMorgan StanleyEdward Jones07-09-2018
Michael Ray DartMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-09-2018
Kristen Wilson RisherWells Fargo Clearing Services, LLCEdward Jones$5003-21-2018
Michael Gerard CiavolinoJ. Benjamin Financial, LLCEdward Jones01-29-2018
Nathanial Edward WooleyEK Riley Investments, LLCEdward Jones01-08-2018
Kevin James BraddockWells Fargo Advisors Financial Network, LLCEdward Jones$2506-09-2017
Mark Alan ThigpenSignator Investors, Inc.Edward Jones05-01-2017
Justin Reuben LeekleyBB&T INVESTMENT SERVICES, INC.Edward Jones04-03-2017
Paul Michael BailyLPL Financial LLCEdward Jones03-30-2017
Edward Wayne Peagler Jr.LPL Financial LLCEdward Jones03-29-2017
Katherine Yvonne YounceMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-02-2017
James William Robinson Jr.Pruco Securities, LLC.Edward Jones01-12-2017
Jeffrey Bernard BaumhoerWells Fargo Advisors Financial Network, LLCEdward Jones$15011-10-2016
John Gilbert Allensworth IIAmeriprise Financial Services, Inc.Edward Jones11-10-2016
Eugene Poole ZeiglerBB&T INVESTMENT SERVICES, INC.Edward Jones10-04-2016
Kaysie Leigh SheltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-22-2016
Michael Anthony BaloyBB&T INVESTMENT SERVICES, INC.Edward Jones08-03-2016
Jan Benjamin KuhaJ. Benjamin Financial, LLCEdward Jones07-01-2016
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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